8.1: Exponents and Roots
( \newcommand{\kernel}{\mathrm{null}\,}\)
Before defining the next family of functions, the exponential functions, we will need to discuss exponent notation in detail. As we shall see, exponents can be used to describe not only powers (such as 52 and 23), but also roots (such as square roots - √2 and cube roots - 3√2 ). Along the way, we’ll define higher roots and develop a few of their properties. More detailed work with roots will then be taken up in the next chapter.
Integer Exponents
Recall that use of a positive integer exponent is simply a shorthand for repeated multiplication. For example,
52=5⋅5
and
23=2⋅2⋅2.
In general, bn stands for the quantity b multiplied by itself n times. With this definition, the following Laws of Exponents hold.
- brbs=br+s
- brbs=br−s
- (br)s=brs
The Laws of Exponents are illustrated by the following examples.
- 2322=(2⋅2⋅2)(2⋅2)=2⋅2⋅2⋅2⋅2=25=23+2
- 2422=2⋅2⋅2⋅22⋅2=2⋅2=22=24−2
- (23)2=(23)(23)=(2⋅2⋅2)(2⋅2⋅2)=2⋅2⋅2⋅2⋅2⋅2=26=23⋅2
Note that the second law only makes sense for r>s, since otherwise the exponent r−s would be negative or 0. But actually, it turns out that we can create definitions for negative exponents and the 0 exponent, and consequently remove this restriction.
Negative exponents, as well as the 0 exponent, are simply defined in such a way that the Laws of Exponents will work for all integer exponents.
- For the 0 exponent, the first law implies that b0b1=b0+1, and therefore b0b=b. If b≠0, we can divide both sides by b to obtain b0=1 (there is one exception: 00 is not defined).
- For negative exponents, the second law implies that b−n=b0−n=b0bn=1bn
provided that b≠0. For example, 2−3=123=18, and 2−4=124=116. Therefore, negative exponents and the 0 exponent are defined as follows:
b−n=1bn and b0=1
provided that b≠0.
a) 4−3=143=164
b) 60=1
c) (15)−2=1(15)2=1125=25
We now have bn defined for all integers n, in such a way that the Laws of Exponents hold. It may be surprising to learn that we can likewise define expressions using rational exponents, such as 213, in a consistent manner. Before doing so, however, we’ll need to take a detour and define roots.
Roots
Square Roots: Let’s begin by defining the square root of a real number. We’ve used the square root in many sections in this text, so it should be a familiar concept. Nevertheless, in this section we’ll look at square roots in more detail.
Given a real number a, a “square root of a” is a number x such that x2=a.
For example, 3 is a square root of 9 since 32=9. Likewise, −4 is a square root of 16 since (−4)2=16. In a sense, taking a square root is the “opposite” of squaring, so the definition of square root must be intimately connected with the graph of y=x2, the squaring function. We investigate square roots in more detail by looking for solutions of the equation
x2=a. (7)
There are three cases, each depending on the value and sign of a. In each case, the graph of the left-hand side of x2=a is the parabola shown in Figures 1(a), (b), and (c).
- Case I: a < 0
The graph of the right-hand side of x2=a is a horizontal line located a units below the x-axis. Hence, the graphs of y=x2 and y = a do not intersect and the equation x2=a has no real solutions. This case is shown in Figure 1(a). It follows that a negative number has no square root.
- Case II: a = 0
The graph of the right-hand side of x2=0 is a horizontal line that coincides with the x-axis. The graph of y=x2 intersects the graph of y = 0 at one point, at
the vertex of the parabola. Thus, the only solution of x2=0 is x = 0, as seen in Figure 2(b). The solution is the square root of 0, and is denoted √0, so it follows √0=0.
- Case III: a > 0
The graph of the right-hand side of x2=a is a horizontal line located a units above the x-axis. The graphs of y=x2 and y = a have two points of intersection, and therefore the equation x2=a has two real solutions, as shown in Figure 1(c). The solutions of x2=a are x=±√a. Note that we have two notations, one that calls for the positive solution and a second that calls for the negative solution.

Let’s look at some examples.
What are the solutions of x2=−5?
The graph of the left-hand side of x2=−5 is the parabola depicted in Figure 1(a). The graph of the right-hand side of x2=−5 is a horizontal line located 5 units below the x-axis. Thus, the graphs do not intersect and the equation x2=−5 has no real solutions.
You can also reason as follows. We’re asked to find a solution of x2=−5, so you must find a number whose square equals −5. However, whenever you square a real number, the result is always nonnegative (zero or positive). It is not possible to square a real number and get −5.
Note that this also means that it is not possible to take the square root of a negative number. That is, √−5 is not a real number.
What are the solutions of x2=0?
There is only one solution, namely x = 0. Note that this means that √0=0.
What are the solutions of x2=25?
The graph of the left-hand side of x2=25 is the parabola depicted in Figure 1(c). The graph of the right-hand side of x2=25 is a horizontal line located 25 units above the x-axis. The graphs will intersect in two points, so the equation x2=25 has two real solutions.
The solutions of x2=25 are called square roots of 25 and are written x=±√25. In this case, we can simplify further and write x=±5.
It is extremely important to note the symmetry in Figure 1(c) and note that we have two real solutions, one negative and one positive. Thus, we need two notations, one for the positive square root of 25 and one for the negative square root 25.
Note that (5)2=25, so x = 5 is the positive solution of x2=25. For the positive solution, we use the notation
√25=5.
This is pronounced “the positive square root of 25 is 5.”
On the other hand, note that (−5)2=25, so x = −5 is the negative solution of x2=25. For the negative solution, we use the notation
−√25=−5.
This is pronounced “the negative square root of 25 is −5.”
This discussion leads to the following detailed summary.
The solutions of x2=a are called “square roots of a.”
- Case I: a < 0. The equation x2=a has no real solutions.
- Case II: a = 0. The equation x2=a has one real solution, namely x = 0. Thus, √0=0.
- Case III: a > 0. The equation x2=a has two real solutions, x=±√a. The notation √a calls for the positive square root of a, that is, the positive solution of x2=a. The notation −√a calls for the negative square root of a, that is, the negative solution of x2=a.
Cube Roots: Let’s move on to the definition of cube roots.
Given a real number a, a “cube root of a” is a number x such that x3=a.
For example, 2 is a cube root of 8 since 23=8. Likewise, −4 is a cube root of −64 since (−4)3=−64. Thus, taking the cube root is the “opposite” of cubing, so the definition of cube root must be closely connected to the graph of y=x3, the cubing function. Therefore, we look for solutions of
x3=a. (12)
Because of the shape of the graph of y=x3, there is only one case to consider. The graph of the left-hand side of x3=a is shown in Figure 2. The graph of the right-hand side of x3=a is a horizontal line, located a units above, on, or below the x-axis, depending on the sign and value of a. Regardless of the location of the horizontal line y = a, there will only be one point of intersection, as shown in Figure 2.
A detailed summary of cube roots follows.
The solutions of x3=a are called the “cube roots of a.” Whether a is negative, zero, or positive makes no difference. There is exactly one real solution, namely x=3√a.

Let’s look at some examples.
What are the solutions of x3=8?
The graph of the left-hand side of x3=8 is the cubic polynomial shown in Figure 2. The graph of the right-hand side of x3=8 is a horizontal line located 8 units above the x-axis. The graphs have one point of intersection, so the equation x3=8 has exactly one real solution.
The solutions of x3=8 are called “cube roots of 8.” As shown from the graph, there is exactly one real solution of x3=8, namely x=3√8. Now since (2)3=8, it follows that x = 2 is a real solution of x3=8. Consequently, the cube root of 8 is 2, and we write
3√8=2.
Note that in the case of cube root, there is no need for the two notations we saw in the square root case (one for the positive square root, one for the negative square root). This is because there is only one real cube root. Thus, the notation 3√8 is pronounced “the cube root of 8.”
What are the solutions of x3=0?
There is only one solution of \(x^3 = 0\), namely x = 0. This means that 3√0=0.
What are the solutions of x3=−8?
The graph of the left-hand side of x3=−8 is the cubic polynomial shown in Figure 2. The graph of the right-hand side of x3=−8 is a horizontal line located 8 units below the x-axis. The graphs have only one point of intersection, so the equation x3=−8 has exactly one real solution, denoted x=3√−8. Now since (−2)3=−8, it follows that x = −2 is a real solution of x3=−8. Consequently, the cube root of −8 is −2, and we write
3√−8=−2.
Again, because there is only one real solution of x3=−8, the notation 3√−8 is pronounced “the cube root of −8.” Note that, unlike the square root of a negative number, the cube root of a negative number is allowed.
Higher Roots: The previous discussions generalize easily to higher roots, such as fourth roots, fifth roots, sixth roots, etc.
Given a real number a and a positive integer n, an “nth root of a” is a number x such that xn=a.
For example, 2 is a 6th root of 64 since 26=64 and −3 is a fifth root of −243 since (−3)5=−243.
The case of even roots (i.e., when n is even) closely parallels the case of square roots. That’s because when the exponent n is even, the graph of y=xn closely resembles that of y=x2. For example, observe the case for fourth roots shown in Figures 3(a), (b), and (c).

The discussion for even nth roots closely parallels that presented in the introduction of square roots, so without further ado, we go straight to the summary.
If n is a positive even integer, then the solutions of xn=a are called “nth roots of a.”
- Case I: a < 0. The equation xn=a has no real solutions.
- Case II: a = 0. The equation xn=a has exactly one real solution, namely x = 0. Thus, n√0=0.
- Case III: a > 0. The equation xn=a has two real solutions, x=±n√a. The notation n√a calls for the positive nth root of a, that is, the positive solution of xn=a. The notation −n√a calls for the negative nth root of a, that is, the negative solution of xn=a.
Likewise, the case of odd roots (i.e., when n is odd) closely parallels the case of cube roots. That’s because when the exponent n is odd, the graph of y=xn closely resembles that of y=x3. For example, observe the case for fifth roots shown in Figure 4.

The discussion of odd nth roots closely parallels the introduction of cube roots which we discussed earlier. So, without further ado, we proceed straight to the summary.
If n is a positive odd integer, then the solutions of xn=a are called the “nth roots of a.” Whether a is negative, zero, or positive makes no difference. There is exactly one real solution of xn=a, denoted x=n√a.
Remark 17. The symbols √ and n√ for square root and nth root, respectively, are also called radicals.
We’ll close this section with a few more examples.
What are the solutions of x4=16?
The graph of the left-hand side of x4=16 is the quartic polynomial shown in Figure 3(c). The graph of the right-hand side of x4=16 is a horizontal line, located 16 units above the x-axis. The graphs will intersect in two points, so the equation x4=16 has two real solutions.
The solutions of x4=16 are called fourth roots of 16 and are written x=±4√16. It is extremely important to note the symmetry in Figure 3(c) and note that we have two real solutions of x4=16, one of which is negative and the other positive. Hence, we need two notations, one for the positive fourth root of 16 and one for the negative fourth root of 16.
Note that 24=16, so x = 2 is the positive real solution of x4=16. For this positive solution, we use the notation
4√16=2.
This is pronounced “the positive fourth root of 16 is 2.”
On the other hand, note that (−2)4=16, so x = −2 is the negative real solution of x4=16. For this negative solution, we use the notation
−4√16=−2. (19)
This is pronounced “the negative fourth root of 16 is −2.”
What are the solutions of x5=−32?
The graph of the left-hand side of x5=−32 is the quintic polynomial pictured in Figure 4. The graph of the right-hand side of x5=−32 is a horizontal line, located 32 units below the x-axis. The graphs have one point of intersection, so the equation x5=−32 has exactly one real solution.
The solutions of x5=−32 are called “fifth roots of −32.” As shown from the graph, there is exactly one real solution of x5=−32, namely x=5√−32. Now since (−2)5=−32, it follows that x = −2 is a solution of x5=−32. Consequently, the fifth root of −32 is −2, and we write
5√−32=−2.
Because there is only one real solution, the notation 5√−32 is pronounced “the fifth root of −32.” Again, unlike the square root or fourth root of a negative number, the fifth root of a negative number is allowed.
Not all roots simplify to rational numbers. If that were the case, it would not even be necessary to implement radical notation. Consider the following example.
Find all real solutions of the equation x2=7, both graphically and algebraically, and compare your results.
We could easily sketch rough graphs of y=x2 and y = 7 by hand, but let’s seek a higher level of accuracy by asking the graphing calculator to handle this task.
- Load the equation y=x2 and y = 7 into Y1 and Y2 in the calculator’s Y= menu, respectively. This is shown in Figure 5(a).
- Use the intersect utility on the graphing calculator to find the coordinates of the points of intersection. The x-coordinates of these points, shown in Figure 5(b) and (c), are the solutions to the equation x2=7.

Guidelines for Reporting Graphing Calculator Solutions. Recall the standard method for reporting graphing calculator results on your homework:
- Copy the image from your viewing window onto your homework paper. Label and scale each axis with xmin, xmax, ymin, and ymax, then label each graph with its equation, as shown in Figure 6.
- Drop dashed vertical lines from each point of intersection to the x-axis. Shade and label your solutions on the x-axis.

Hence, the approximate solutions are x≈−2.645751 or x≈2.6457513.
On the other hand, to find analytic solutions of x2=7, we simply take plus or minus the square root of 7.
x2=7
√x=±7
To compare these exact solutions with the approximate solutions found by using the graphing calculator, use a calculator to compute ±√7, as shown in Figure 7.

Note that these approximations of −√7 and √7 agree quite nicely with the solutions found using the graphing calculator’s intersect utility and reported in Figure 6.
Both −√7 and √7 are examples of irrational numbers, that is, numbers that cannot be expressed in the form pq, where p and q are integers.
Rational Exponents
As with the definition of negative and zero exponents, discussed earlier in this section, it turns out that rational exponents can be defined in such a way that the Laws of Exponents will still apply (and in fact, there’s only one way to do it).
The third law gives us a hint on how to define rational exponents. For example, suppose that we want to define 213. Then by the third law,
(213)3=213⋅3=21=2,
so, by taking cube roots of both sides, we must define 213. by the formula
213=3√2.
The same argument shows that if n is any odd positive integer, then 21n must be defined by the formula
21n=n√2.
However, for an even integer n, there appears to be a choice. Suppose that we want to define 212. Then
(212)2=212⋅2=21=2,
so,
212=√2.
However, the negative choice for the exponent 12 leads to problems, because then certain expressions are not defined. For example, it would follow from the third law that
(212)12=−√−√2.
But −√2 is negative, so √−√2 is not defined. Therefore, it only makes sense to use the positive choice. Thus, for all n, even and odd, 21n is defined by the formula
21n=n√2.
In a similar manner, for a general positive rational mn the third law implies that
2mn=(2m)1n=n√2m
But also,
2mn=(21n)m=(n√2)m
Thus,
2mn=n√2m=(n√2)m
Finally, negative rational exponents are defined in the usual manner for negative exponents:
2−mn=12mn
More generally, here is the final general definition. With this definition, the Laws of Exponents hold for all rational exponents.
For a positive rational exponent mn, and b > 0
bmn=n√bm=(n√b)m (23)
For a negative rational exponent −mn,
b−mn=1bmn (24)
Remark 25. For b < 0, the same definitions make sense only when n is odd. For example (−2)14 is not defined.
Compute the exact values of
(a) 452
(b) 6423
(c) 81−34
- Answer
-
(a) 452=(412)5=(√4)5=25=32
(b) 6423=(6413)2=(3√64)2=42=16
(c) 81−34=18134=1(8114)3=133=127
Simplify the following expressions, and write them in the form xr:
(a) x23x14
(b) x23x14
(c) (x−23)14
- Answer
-
(a) x23x14=x23+14=x1112
(b) x23x14=x23−14=x512
(c) (x−23)14=x−23⋅14=x−16
Use rational exponents to simplify 5√√x, and write it as a single radical.
- Answer
-
5√√x=(√x)15=(x12)15=(x12⋅15=x110=10√x
Use a calculator to approximate 258.
- Answer
-
Figure 8. 258≈1.542210825
Irrational Exponents
What about irrational exponents? Is there a way to define numbers like 2√2 and 3π? It turns out that the answer is yes. While a rigorous definition of bs when s is irrational is beyond the scope of this book, it’s not hard to see how one could proceed to find a value for such a number. For example, if we want to compute the value of 2√2, we can start with rational approximations for √2. Since √2 = 1.41421356237310 . . ., the successive powers
21, 21.4, 21.41, 21.414, 21.4142, 21.41421, 21.414213, 21.4142135, 21.41421356, 21.414213562, 21.4142135623, . . .
should be closer and closer approximations to the desired value of 2√2.
In fact, using more advanced mathematical theory (ultimately based on the actual construction of the real number system), it can be shown that these powers approach a single real number, and we define 2√2 to be that number. Using your calculator, you can observe this convergence and obtain an approximation by computing the powers above.

The last value in the table in Figure 9(a) is a correct approximation of 2√2 to 10 digits of accuracy. Your calculator will obtain this same approximation when you ask it to compute 2√2 directly (see Figure 9(b)).
In a similar manner, bs can be defined for any irrational exponent s and any b > 0. Combined with the earlier work in this section, it follows that bs is defined for every real exponent s.
Exercise
In Exercises 1-12, compute the exact value.
3−5
- Answer
-
1243
42
(32)3
- Answer
-
278
(23)1
6−2
- Answer
-
136
4−3
(23)−3
- Answer
-
278
(13)−3
71
- Answer
-
7
(32)−4
(56)3
- Answer
-
125216
32
In Exercises 13-24, perform each of the following tasks for the given equation.
- Load the left- and right-hand sides of the given equation into Y1 and Y2, respectively. Adjust the WINDOW parameters until all points of intersection (if any) are visible in your viewing window. Use the intersect utility in the CALC menu to determine the coordinates of any points of intersection.
- Make a copy of the image in your viewing window on your homework paper. Label and scale each axis with xmin, xmax, ymin, and ymax. Label each graph with its equation. Drop dashed vertical lines from each point of intersection to the x-axis, then shade and label each solution of the given equation on the x-axis. Remember to draw all lines with a ruler.
- Solve each problem algebraically. Use a calculator to approximate any radicals and compare these solutions with those found in parts (1) and (2).
x2=7
x2=−3
x3=−4
x4=−7
x5=4
x6=9
In Exercises 25-40, simplify the given radical expression.
√49
- Answer
-
7
√121
√−36
- Answer
-
Not a real number.
√−100
3√−1
- Answer
-
3
3√−1
3√−125
- Answer
-
−5
3√64
4√−16
- Answer
-
Not a real number.
4√81
4√16
- Answer
-
2
3√−625
5√−32
- Answer
-
−2
5√243
5√1024
- Answer
-
4
5√−3125
Compare and contrast √(−2)2 and (√−2)2.
- Answer
-
√(−2)2=2, while (√−2)2 is not a real number.
Compare and contrast 4√(−3)4 and (4√−3)4.
Compare and contrast 3√(−5)3 and (3√−5)3.
- Answer
-
Both equal −5.
Compare and contrast 5√(−2)5 and (5√−2)5.
In Exercises 45-56, compute the exact value.
25−32
- Answer
-
1125
16−54
843
- Answer
-
16
625−34
1632
- Answer
-
64
6423
2723
- Answer
-
9
62534
25654
- Answer
-
1024
4−32
256−34
- Answer
-
164
81−54
In Exercises 57-64, simplify the product, and write your answer in the form xr.
x54x54
- Answer
-
x52
x53x−54
x−13x52
- Answer
-
x136
x−35x32
x45x−43
- Answer
-
x−815
x−54x12
x−25x−32
- Answer
-
x−1910
x−54x52
In Exercises 65-72, simplify the quotient, and write your answer in the form xr.
x−54x15
- Answer
-
x−2920
x−23x14
x−12x−35
- Answer
-
x110
x−52x52
x35x−14
- Answer
-
x1720
x13x−12
x−54x23
- Answer
-
x−2312
x13x12
In Exercises 73-80, simplify the expression, and write your answer in the form xr.
(x12)43
- Answer
-
x23
(x−12)−12
(x−54)12
- Answer
-
x−58
(x−15)−32
(x−12)32
- Answer
-
x−34
(x−13)−12
(x15)−12
- Answer
-
x−110
(x25)−15