1.7: Ratio and Root Tests
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Learning Objectives
- Use the ratio test to determine absolute convergence of a series.
- Use the root test to determine absolute convergence of a series.
- Describe a strategy for testing the convergence of a given series.
In this section, we prove the last two series convergence tests: the ratio test and the root test. These tests are particularly nice because they do not require us to find a comparable series. The ratio test will be especially useful in the discussion of power series in the next chapter. Throughout this chapter, we have seen that no single convergence test works for all series. Therefore, at the end of this section we discuss a strategy for choosing which convergence test to use for a given series.
Ratio Test
Consider a series
Ratio Test
Let
- If
then converges absolutely. - If
or , then diverges. - If
the test does not provide any information.
Proof
Let
We begin with the proof of part i. In this case,
Therefore,
and, thus,
Since
converges. Given the inequalities above, we can apply the comparison test and conclude that the series
converges. Therefore, since
where
For part ii.
Since
Therefore,
and, thus,
Since
diverges. Applying the comparison test, we conclude that the series
diverges, and therefore the series
For part iii. we show that the test does not provide any information if
However, we know that if
□
The ratio test is particularly useful for series whose terms contain factorials or exponential, where the ratio of terms simplifies the expression. The ratio test is convenient because it does not require us to find a comparative series. The drawback is that the test sometimes does not provide any information regarding convergence.
Example
For each of the following series, use the ratio test to determine whether the series converges or diverges.
Solution
a. From the ratio test, we can see that
Since
Since
b. We can see that
Since
c. Since
we see that
Since
Exercise
Use the ratio test to determine whether the series
- Hint
-
Evaluate
- Answer
-
The series converges.
Root Test
The approach of the root test is similar to that of the ratio test. Consider a series
The expression on the right-hand side is a geometric series. As in the ratio test, the series
To evaluate this limit, we use the natural logarithm function. Doing so, we see that
Using L’Hôpital’s rule, it follows that
Root Test
Consider the series
- If
then converges absolutely. - If
or , then diverges. - If
, the test does not provide any information.
The root test is useful for series whose terms involve exponentials. In particular, for a series whose terms
Example
For each of the following series, use the root test to determine whether the series converges or diverges.
Solution
a. To apply the root test, we compute
Since
b. We have
Since
Exercise
Use the root test to determine whether the series
- Hint
-
Evaluate
.
- Answer
-
The series converges.
Choosing a Convergence Test
At this point, we have a long list of convergence tests. However, not all tests can be used for all series. When given a series, we must determine which test is the best to use. Here is a strategy for finding the best test to apply.
Problem-Solving Strategy: Choosing a Convergence Test for a Series
Consider a series
- Is
a familiar series? For example, is it the harmonic series (which diverges) or the alternating harmonic series (which converges)? Is it a p−series or geometric series? If so, check the power or the ratio to determine if the series converges. - Is it an alternating series? Are we interested in absolute convergence or just convergence? If we are just interested in whether the series converges, apply the alternating series test. If we are interested in absolute convergence, proceed to step
, considering the series of absolute values - Is the series similar to a p−series or geometric series? If so, try the comparison test or limit comparison test.
- Do the terms in the series contain a factorial or power? If the terms are powers such that
try the root test first. Otherwise, try the ratio test first. - Use the divergence test. If this test does not provide any information, try the integral test.
Visit this website for more information on testing series for convergence, plus general information on sequences and series.
Example
For each of the following series, determine which convergence test is the best to use and explain why. Then determine if the series converges or diverges. If the series is an alternating series, determine whether it converges absolutely, converges conditionally, or diverges.
Solution
a. Step 1. The series is not a p–series or geometric series.
Step 2. The series is not alternating.
Step 3. For large values of
Therefore, it seems reasonable to apply the comparison test or limit comparison test using the series
Since the series
diverges, this series diverges as well.
b. Step 1.The series is not a familiar series.
Step 2. The series is alternating. Since we are interested in absolute convergence, consider the series
Step 3. The series is not similar to a p-series or geometric series.
Step 4. Since each term contains a factorial, apply the ratio test. We see that
Therefore, this series converges, and we conclude that the original series converges absolutely, and thus converges.
c. Step 1. The series is not a familiar series.
Step 2. It is not an alternating series.
Step 3. There is no obvious series with which to compare this series.
Step 4. There is no factorial. There is a power, but it is not an ideal situation for the root test.
Step 5. To apply the divergence test, we calculate that
Therefore, by the divergence test, the series diverges.
d. Step 1. This series is not a familiar series.
Step 2. It is not an alternating series.
Step 3. There is no obvious series with which to compare this series.
Step 4. Since each term is a power of n,we can apply the root test. Since
by the root test, we conclude that the series converges.
Exercise
For the series
- Hint
-
The series is similar to the geometric series
.
- Answer
-
The comparison test because
for all positive integers . The limit comparison test could also be used.
In Table, we summarize the convergence tests and when each can be applied. Note that while the comparison test, limit comparison test, and integral test require the series
| Series or Test | Conclusions | Comments |
|---|---|---|
|
Divergence Test For any series |
If |
This test cannot prove convergence of a series. |
| If |
||
|
Geometric Series |
If |
Any geometric series can be reindexed to be written in the form |
| If |
||
|
p-Series |
If |
For |
| If |
||
|
Comparison Test For |
If |
Typically used for a series similar to a geometric or |
| If |
||
|
Limit Comparison Test For |
If |
Typically used for a series similar to a geometric or |
| If |
||
| If |
||
|
Integral Test If there exists a positive, continuous, decreasing function |
Limited to those series for which the corresponding function f can be easily integrated. | |
|
Alternating Series |
If |
Only applies to alternating series. |
|
Ratio Test For any series |
If |
Often used for series involving factorials or exponentials. |
| If |
||
| If |
||
|
Root Test For any series |
If |
Often used for series where |
| If |
||
| If |
Series Converging to
Dozens of series exist that converge to
1. The series
was discovered by Gregory and Leibniz in the late
a. Prove that this series converges.
b. Evaluate the partial sums
c. Use the remainder estimate for alternating series to get a bound on the error
d. What is the smallest value of
2. The series
has been attributed to Newton in the late
a. Prove that the series converges.
b. Evaluate the partial sums
c. Compare
3. The series
was discovered by Ramanujan in the early
a. Prove that this series converges.
b. Evaluate the first term in this series. Compare this number with the value of
c. Investigate the life of Srinivasa Ramanujan
Key Concepts
- For the ratio test, we consider
If
- For the root test, we consider
If
- For a series that is similar to a geometric series or p−series, consider one of the comparison tests.
Glossary
- ratio test
- for a series
with nonzero terms, let ; if , the series converges absolutely; if , the series diverges; if , the test is inconclusive
- root test
- for a series
let ; if , the series converges absolutely; if , the series diverges; if , the test is inconclusive
Contributors and Attributions
Gilbert Strang (MIT) and Edwin “Jed” Herman (Harvey Mudd) with many contributing authors. This content by OpenStax is licensed with a CC-BY-SA-NC 4.0 license. Download for free at http://cnx.org.






