Determine derivatives and equations of tangents for parametric curves.
Find the area under a parametric curve.
Use the equation for arc length of a parametric curve.
Apply the formula for surface area to a volume generated by a parametric curve.
Now that we have introduced the concept of a parameterized curve, our next step is to learn how to work with this concept in the context of calculus. For example, if we know a parameterization of a given curve, is it possible to calculate the slope of a tangent line to the curve? How about the arc length of the curve? Or the area under the curve?
Another scenario: Suppose we would like to represent the location of a baseball after the ball leaves a pitcher’s hand. If the position of the baseball is represented by the plane curve \((x(t),y(t))\) then we should be able to use calculus to find the speed of the ball at any given time. Furthermore, we should be able to calculate just how far that ball has traveled as a function of time.
Derivatives of Parametric Equations
We start by asking how to calculate the slope of a line tangent to a parametric curve at a point. Consider the plane curve defined by the parametric equations
The graph of this curve appears in Figure \(\PageIndex{1}\). It is a line segment starting at \((−1,−10)\) and ending at \((9,5).\)
We can eliminate the parameter by first solving Equation \ref{eq1} for \(t\):
\(x(t)=2t+3\)
\(x−3=2t\)
\(t=\dfrac{x−3}{2}\).
Substituting this into \(y(t)\) (Equation \ref{eq2}), we obtain
\(y(t)=3t−4\)
\(y=3\left(\dfrac{x−3}{2}\right)−4\)
\(y=\dfrac{3x}{2}−\dfrac{9}{2}−4\)
\(y=\dfrac{3x}{2}−\dfrac{17}{2}\).
The slope of this line is given by \(\dfrac{dy}{dx}=\dfrac{3}{2}\). Next we calculate \(x′(t)\) and \(y′(t)\). This gives \(x′(t)=2\) and \(y′(t)=3\). Notice that
This is no coincidence, as outlined in the following theorem.
Derivative of Parametric Equations
Consider the plane curve defined by the parametric equations \(x=x(t)\) and \(y=y(t)\). Suppose that \(x′(t)\) and \(y′(t)\) exist, and assume that \(x′(t)≠0\). Then the derivative \(\dfrac{dy}{dx}\) is given by
This theorem can be proven using the Chain Rule. In particular, assume that the parameter \(t\) can be eliminated, yielding a differentiable function \(y=F(x)\). Then \(y(t)=F(x(t)).\) Differentiating both sides of this equation using the Chain Rule yields
But \(F′\big(x(t)\big)=\dfrac{dy}{dx}\), which proves the theorem.
□
Equation \ref{paraD} can be used to calculate derivatives of plane curves, as well as critical points. Recall that a critical point of a differentiable function \(y=f(x)\) is any point \(x=x_0\) such that either \(f′(x_0)=0\) or \(f′(x_0)\) does not exist. Equation \ref{paraD} gives a formula for the slope of a tangent line to a curve defined parametrically regardless of whether the curve can be described by a function \(y=f(x)\) or not.
Example \(\PageIndex{1}\): Finding the Derivative of a Parametric Curve
Calculate the derivative \(\dfrac{dy}{dx}\) for each of the following parametrically defined plane curves, and locate any critical points on their respective graphs.
a. To apply Equation \ref{paraD}, first calculate \(x′(t)\) and \(y′(t)\):
\(x′(t)=2t\)
\(y′(t)=2\).
Next substitute these into the equation:
\(\dfrac{dy}{dx}=\dfrac{dy/dt}{dx/dt}\)
\(\dfrac{dy}{dx}=\dfrac{2}{2t}\)
\(\dfrac{dy}{dx}=\dfrac{1}{t}\).
This derivative is undefined when \(t=0\). Calculating \(x(0)\) and \(y(0)\) gives \(x(0)=(0)^2−3=−3\) and \(y(0)=2(0)−1=−1\), which corresponds to the point \((−3,−1)\) on the graph. The graph of this curve is a parabola opening to the right, and the point \((−3,−1)\) is its vertex as shown.
b. To apply Equation \ref{paraD}, first calculate \(x′(t)\) and \(y′(t)\):
\(x′(t)=2\)
\(y′(t)=3t^2−3\).
Next substitute these into the equation:
\(\dfrac{dy}{dx}=\dfrac{dy/dt}{dx/dt}\)
\(\dfrac{dy}{dx}=\dfrac{3t^2−3}{2}\).
This derivative is zero when \(t=±1\). When \(t=−1\) we have
\(x(−1)=2(−1)+1=−1\) and \(y(−1)=(−1)^3−3(−1)+4=−1+3+4=6\),
which corresponds to the point \((−1,6)\) on the graph. When \(t=1\) we have
\(x(1)=2(1)+1=3\) and \(y(1)=(1)^3−3(1)+4=1−3+4=2,\)
which corresponds to the point \((3,2)\) on the graph. The point \((3,2)\) is a relative minimum and the point \((−1,6)\) is a relative maximum, as seen in the following graph.
c. To apply Equation \ref{paraD}, first calculate \(x′(t)\) and \(y′(t)\):
\(x′(t)=−5\sin t\)
\(y′(t)=5\cos t.\)
Next substitute these into the equation:
\(\dfrac{dy}{dx}=\dfrac{dy/dt}{dx/dt}\)
\(\dfrac{dy}{dx}=\dfrac{5\cos t}{−5\sin t}\)
\(\dfrac{dy}{dx}=−\cot t.\)
This derivative is zero when \(\cos t=0\) and is undefined when \(\sin t=0.\) This gives \(t=0,\dfrac{π}{2},π,\dfrac{3π}{2},\) and \(2π\) as critical points for t. Substituting each of these into \(x(t)\) and \(y(t)\), we obtain
\(t\)
\(x(t)\)
\(y(t)\)
0
5
0
\(\dfrac{π}{2}\)
0
5
\(π\)
−5
0
\(\dfrac{3π}{2}\)
0
−5
\(2π\)
5
0
These points correspond to the sides, top, and bottom of the circle that is represented by the parametric equations (Figure \(\PageIndex{4}\)). On the left and right edges of the circle, the derivative is undefined, and on the top and bottom, the derivative equals zero.
Exercise \(\PageIndex{1}\)
Calculate the derivative \(dy/dx\) for the plane curve defined by the equations
First find the slope of the tangent line using Equation \ref{paraD}, which means calculating \(x′(t)\) and \(y′(t)\):
\(x′(t)=2t\)
\(y′(t)=2\).
Next substitute these into the equation:
\(\dfrac{dy}{dx}=\dfrac{dy/dt}{dx/dt}\)
\(\dfrac{dy}{dx}=\dfrac{2}{2t}\)
\(\dfrac{dy}{dx}=\dfrac{1}{t}\).
When \(t=2, \dfrac{dy}{dx}=\dfrac{1}{2}\), so this is the slope of the tangent line. Calculating \(x(2)\) and \(y(2)\) gives
\(x(2)=(2)^2−3=1\) and \(y(2)=2(2)−1=3\),
which corresponds to the point \((1,3)\) on the graph (Figure \(\PageIndex{5}\)). Now use the point-slope form of the equation of a line to find the equation of the tangent line:
\(y−y_0=m(x−x_0)\)
\(y−3=\dfrac{1}{2}(x−1)\)
\(y−3=\dfrac{1}{2}x−\dfrac{1}{2}\)
\(y=\dfrac{1}{2}x+\dfrac{5}{2}\).
Exercise \(\PageIndex{2}\)
Find the equation of the tangent line to the curve defined by the equations
\(x(t)=t^2−4t, \quad y(t)=2t^3−6t, \quad\text{for }−2≤t≤6\) when \(t=5\).
Hint
Calculate \(x′(t)\) and \(y′(t)\) and use Equation \ref{paraD}.
Answer
The equation of the tangent line is \(y=24x+100.\)
Second-Order Derivatives
Our next goal is to see how to take the second derivative of a function defined parametrically. The second derivative of a function \(y=f(x)\) is defined to be the derivative of the first derivative; that is,
If we know \(dy/dx\) as a function of \(t\), then this formula is straightforward to apply
Example \(\PageIndex{3}\): Finding a Second Derivative
Calculate the second derivative \(d^2y/dx^2\) for the plane curve defined by the parametric equations \(x(t)=t^2−3, \quad y(t)=2t−1, \quad\text{for }−3≤t≤4.\)
Solution
From Example \(\PageIndex{1}\) we know that \(\dfrac{dy}{dx}=\dfrac{2}{2t}=\dfrac{1}{t}\). Using Equation \ref{paraD2}, we obtain
Now that we have seen how to calculate the derivative of a plane curve, the next question is this: How do we find the area under a curve defined parametrically? Recall the cycloid defined by these parametric equations
\[ \begin{align*} x(t) &=t−\sin t \\[4pt] y(t) &=1−\cos t. \end{align*}\]
Suppose we want to find the area of the shaded region in the following graph.
To derive a formula for the area under the curve defined by the functions
\[\begin{align*} x &=x(t) \\[4pt] y &=y(t) \end{align*}\]
where \(a≤t≤b\).
We assume that \(x(t)\) is differentiable and start with an equal partition of the interval \(a≤t≤b\). Suppose \(t_0=a<t_1<t_2<⋯<t_n=b\) and consider the following graph.
We use rectangles to approximate the area under the curve. The height of a typical rectangle in this parametrization is \(y(x(\bar{t_i}))\) for some value \(\bar{t_i}\) in the \(i^\text{th}\) subinterval, and the width can be calculated as \(x(t_i)−x(t_{i−1})\). Thus the area of the \(i^\text{th}\) rectangle is given by
Use Equation \ref{ParaArea}, along with the identities \(\sin α\sin β=\dfrac{1}{2}[\cos(α−β)−\cos(α+β)]\) and \(\sin^2t=\dfrac{1−\cos (2t)}{2}\).
Answer
\(A=3π\) (Note that the integral formula actually yields a negative answer. This is due to the fact that \(x(t)\) is a decreasing function over the interval \([0,π];\) that is, the curve is traced from right to left.)
Arc Length of a Parametric Curve
In addition to finding the area under a parametric curve, we sometimes need to find the arc length of a parametric curve. In the case of a line segment, arc length is the same as the distance between the endpoints. If a particle travels from point \(A\) to point \(B\) along a curve, then the distance that particle travels is the arc length. To develop a formula for arc length, we start with an approximation by line segments as shown in the following graph.
Given a plane curve defined by the functions \(x=x(t),\quad y=y(t),\quad \text{for }a≤t≤b\), we start by partitioning the interval \([a,b]\) into \(n\) equal subintervals: \(t_0=a<t_1<t_2<⋯<t_n=b\). The width of each subinterval is given by \(Δt=(b−a)/n\). We can calculate the length of each line segment:
If we assume that \(x(t)\) and \(y(t)\) are differentiable functions of \(t\), then the Mean Value Theorem applies, so in each subinterval \([t_{k−1},t_k]\) there exist \(\hat{t_k}\) and \(\tilde{t_k}\) such that
\[\begin {align*} s ≈\sum_{k=1}^ns_k &=\sum_{k=1}^n\sqrt{(x′(\hat{t_k})Δt)^2+(y′(\tilde{t_k})Δt)^2} \\[4pt]
&=\sum_{k=1}^n\sqrt{(x′(\hat{t_k}))^2(Δt)^2+(y′(\tilde{t_k}))^2(Δt)^2} \\[4pt]
&=\sum_{k=1}^n\sqrt{(x′(\hat{t_k}))^2+(y′(\tilde{t_k}))^2}Δt. \end{align*}\]
This is a Riemann sum that approximates the arc length over a partition of the interval \([a,b]\). If we further assume that the derivatives are continuous and let the number of points in the partition increase without bound, the approximation approaches the exact arc length. This gives
\[ \begin{align*} s &=\lim_{n→∞}\sum_{k=1}^ns_k \\[4pt]
&=\lim_{n→∞}\sum_{k=1}^n\sqrt{(x′(\hat{t_k}))^2+(y′(\tilde{t_k}))^2}Δt \\[4pt]
&=\int^b_a\sqrt{(x′(t))^2+(y′(t))^2}\,dt . \end{align*}\]
When taking the limit, the values of \(\hat{t_k}\) and \(\tilde{t_k}\) are both contained within the same ever-shrinking interval of width \(Δt\), so they must converge to the same value.
We can summarize this method in the following theorem.
Arc Length of a Parametric Curve
Consider the plane curve defined by the parametric equations
At this point a side derivation leads to a previous formula for arc length. In particular, suppose the parameter can be eliminated, leading to a function \(y=F(x)\). Then \(y(t)=F(x(t))\) and the Chain Rule gives
\[y′(t)=F′\big(x(t)\big)x′(t). \nonumber \]
Substituting this into Equation \ref{arcP} gives
\[\begin {align*} s &=\int^{t_2}_{t_1}\sqrt{\left(\dfrac{dx}{dt}\right)^2+\left(F′(x)\dfrac{dx}{dt}\right)^2}\,dt \\[4pt]
&=\int^{t_2}_{t_1}\sqrt{\left(\dfrac{dx}{dt}\right)^2(1+\left(F′(x)\right)^2)}\,dt \\[4pt]
&=\int^{t_2}_{t_1}x′(t)\sqrt{1+\left(\dfrac{dy}{dx}\right)^2}\,dt. \end{align*}\]
Here we have assumed that \(x′(t)>0\), which is a reasonable assumption. The Chain Rule gives \(dx=x′(t)\,dt,\) and letting \(a=x(t_1)\) and \(b=x(t_2)\) we obtain the formula
Note that the formula for the arc length of a semicircle is \(πr\) and the radius of this circle is \(3\). This is a great example of using calculus to derive a known formula of a geometric quantity.
Exercise \(\PageIndex{5}\)
Find the arc length of the curve defined by the equations
We now return to the problem posed at the beginning of the section about a baseball leaving a pitcher’s hand. Ignoring the effect of air resistance (unless it is a curve ball!), the ball travels a parabolic path. Assuming the pitcher’s hand is at the origin and the ball travels left to right in the direction of the positive \(x\)-axis, the parametric equations for this curve can be written as
\[x(t)=140t, \quad y(t)=−16t^2+2t \nonumber \]
where \(t\) represents time. We first calculate the distance the ball travels as a function of time. This distance is represented by the arc length. We can modify the arc length formula slightly. First rewrite the functions \(x(t)\) and \(y(t)\) using v as an independent variable, so as to eliminate any confusion with the parameter \(t\):
The variable \(v\) acts as a dummy variable that disappears after integration, leaving the arc length as a function of time \(t\). To integrate this expression we can use a formula from Appendix A,
This function represents the distance traveled by the ball as a function of time. To calculate the speed, take the derivative of this function with respect to \(t\). While this may seem like a daunting task, it is possible to obtain the answer directly from the Fundamental Theorem of Calculus:
This speed translates to approximately \(95\) mph—a major-league fastball.
Surface Area Generated by a Parametric Curve
Recall the problem of finding the surface area of a volume of revolution. In Curve Length and Surface Area, we derived a formula for finding the surface area of a volume generated by a function \(y=f(x)\) from \(x=a\) to \(x=b,\) revolved around the \(x\)-axis:
We now consider a volume of revolution generated by revolving a parametrically defined curve \(x=x(t), \quad y=y(t), \quad \text{for }a≤t≤b\) around the \(x\)-axis as shown in Figure \(\PageIndex{9}\).
The analogous formula for a parametrically defined curve is
This generates an upper semicircle of radius \(r\) centered at the origin as shown in the following graph.
When this curve is revolved around the \(x\)-axis, it generates a sphere of radius \(r\). To calculate the surface area of the sphere, we use Equation \ref{ParSurface}:
The derivative of the parametrically defined curve \(x=x(t)\) and \(y=y(t)\) can be calculated using the formula \(\dfrac{dy}{dx}=\dfrac{y′(t)}{x′(t)}\). Using the derivative, we can find the equation of a tangent line to a parametric curve.
The area between a parametric curve and the \(x\)-axis can be determined by using the formula \(\displaystyle A=\int^{t_2}_{t_1}y(t)x′(t)\,dt.\)
The arc length of a parametric curve can be calculated by using the formula \[s=\int^{t_2}_{t_1}\sqrt{\left(\dfrac{dx}{dt}\right)^2+\left(\dfrac{dy}{dt}\right)^2}\,dt. \nonumber \]
The surface area of a volume of revolution revolved around the \(x\)-axis is given by \[S=2π\int^b_ay(t)\sqrt{(x′(t))^2+(y′(t))^2}\,dt. \nonumber \]
If the curve is revolved around the \(y\)-axis, then the formula is \[S=2π\int^b_a x(t)\sqrt{(x′(t))^2+(y′(t))^2}\,dt. \nonumber \]